Financial Services Regulatory

The financial services industry is undergoing sweeping changes driven by regulatory developments, rapidly advancing technology and continued consolidation in the sector. The far-reaching impact of financial reforms, intricacies in their implementation, and conflicting regulations in different jurisdictions can expose businesses to unforeseen risk.

Our global team delivers expert guidance to financial services providers on navigating through regulatory complexities in both established and emerging markets. Our lawyers have long-standing relationships with financial services regulators, and are experienced in helping clients deliver financial services efficiently and cost-effectively in a compliant manner.

From set-up and structuring, new business and product offerings, operational support as well as representation in non-contentious and contentious matters, we apply our industry knowledge and regulatory expertise to deliver result-oriented and compliant solutions for all types of financial services providers including banks, insurance companies, payments companies, securities firms and asset managers.

Our Services

	Strategic advisory		Regulatory compliance
	Partnering with senior leaders as they plan for growth, including access to new markets and international structuring advice.		Helping to create robust compliance programs, plan for changes to the legal and regulatory environment in multiple jurisdictions and minimize business risk.

	Regulatory disputes		Regulated transactions
	In the event of enforcement investigations and regulatory examinations, we advise regulated firms and individuals drawing on considerable enforcement experience, whilst fully leveraging the enormous value added by integrated regulatory expertise.		Commercial advice grounded in a deep understanding of the industry, applied to strategically important transactions requiring regulatory approval for financial services providers.